Market Counsel - Business and Regulatory Compliance Consulting Firm
 

The Hamburger Law Firm is a boutique firm that maintains a national practice in areas that appropriately address the needs of its clients: investment advisers, broker-dealers, hedge funds, and registered securities personnel.
Learn More »

The MailBanc division of MarketCounsel offers technology solutions that address the risk and compliance concerns of investment advisers in managing their electronic communications channels.
Learn More »

MarketCounsel's Breakaway Broker branded services address the unique needs of financial advisors leaving the employment of a brokerage firm.
Learn More »

The MarketCounsel Foundation, the private foundation, is a philanthropic endeavor to provide financial and hands-on support to promote an understanding of the principles of market-based economics, personal financial independence, and entrepreneurship, particularly among young people and those with limited resources and opportunities as well as charitable efforts that are of significance to clients of MarketCounsel and the Hamburger Law Firm.
Learn More »

We are MarketCounsel, a business and regulatory compliance consulting firm dedicated to the success of our clients: entrepreneurial investment advisory firms nationwide.  Our comprehensive service offering revolves around sound, yet business-savvy, regulatory compliance solutions for a focused niche of clientele.  We pair best-of-class compliance professionals with state-of-the-art technology to deliver such solutions and meet our clients' needs.  Our affiliated law firm, the Hamburger Law Firm, renders a carefully-coordinated array of legal services to clients to prevent the traditional lack of accountability between legal and compliance.

There are other registration services and law firms that promote certain overlapping services, but none can consistently meet the demanding needs of the country's best money management, investment management and financial planning firms, and deliver results, quite like MarketCounsel.

Learn more »

The RIA IncubatorThe RIA Incubator program is a comprehensive suite of services specifically designed to provide new registered investment advisers with the business and regulatory consulting they need while fulfilling their registration obligations and installing an initial compliance program.  Learn More »

RIA Institute for Compliance ManagementThe RIA Institute for Compliance Management, is a robust and proactive compliance management platform the country's preeminent entrepreneurial investment advisers.  The solution uses a cooperative compliance department approach and is designed for those firms unwilling to waver on regulatory compliance.  Learn More »

Custom ConsultingThe Custom Consulting platform serves the needs of some of the country's preeminent financial institutions, venture capital firms, and publishers delivering our speakers' and writers' bureaus, comprehensive due diligence and compliance audit plans.  Learn More »

MarketCounsel is thrilled to be recognized as one of the fastest growing companies in America by Inc. Magazine.
•  Ranked No. 59 in the Top Companies in Business Services
•  Ranked No. 86 in the Top Companies in New York-Northern New Jersey-Long Island, NY-NJ-PA



We present at industry conferences and seminars throughout the country.  Our firm, built on a foundation of education, delivers on its commitment to excellence by delivering real solutions within our presentations rather than fuel industry hype.

SCHEDULED

"Have You Thought About Becoming Your Own RIA?"
ING Advisory University Master’s Conference
Las Vegas, Nevada

Schwab Institutional DISCOVERY Events
Various Locations

"What Have You Missed? The Top 5 Overlooked Compliance Issues"
Pershing INSITE 2007
Hollywood, Florida

"Managing Compliance for Accounting-Related investment Advisers"
New York State Society of CPAs
New York, NY

"Building Your Practice"
Society of Financial Service Professionals, 2007 Financial Service Forum
Montreal, Canada

Fidelity Compliance Audio Program Series
Fidelity Investments, Monthly Podcast Series
Podcast

Learn more »

(877) MKT-CNSL

privacy  •  terms of use  •  compatibility  •  contact us  •  payment