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Scott M. Brown, JD |
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Assoc. Director, Regulatory sbrown@marketcounsel.com |
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Scott Brown serves as Associate Director of the Regulatory Practice Group at MarketCounsel and
as Managing Counsel of the Hamburger Law Firm,
an affiliated boutique law firm providing the securities industry with
unparalleled legal counsel. At MarketCounsel, he is primarily responsible
for providing assistance to RIA Incubator clients and members of the RIA
Institute of Compliance Management. At the Hamburger Law Firm, his current
work concentrates in the areas of the regulation and compliance of investment
advisers and broker-dealers. Previously, Mr. Brown was an associate at Cole, Schotz, Meisel, Forman & Leonard. Scott is admitted to the bars of New Jersey and New York, as well as the United States District Court for the District of New Jersey. He has successfully passed the NASAA Uniform Investment Adviser Law Exam (Series 65). Scott earned his undergraduate degree in political science from Union College. He went on to earn his Juris Doctor from Pace University School of Law, graduating with honors. During law school, he was a member of The Pace Law Review, serving as an editor. Scott lives in northern New Jersey. |
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